Ropes & Gray Podcasts
Podcast: Fully Invested: SEC Requests
- Autor: Vários
- Narrador: Vários
- Editora: Podcast
- Duração: 0:14:38
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Informações:
Sinopse
: In this episode of Fully Invested, Ropes & Gray asset management attorneys Nicole Krea, Jessica Marlin, and Nicole Horowitz, and litigation & enforcement attorney Matt McGinnis introduce listeners to the contours and typical lifecycles of SEC examinations for registered investment advisers.
